Regulatory reporting under SFTR -Are you prepared?

Registration is Open Now

On March 22, 2019, the ESMA technical standards (RTS/ITS) for Securities Financing Transactions Regulation (SFTR) have been published in the Official Journal of the European Union. The implementation timeline is now set: The new reporting regime according to the Article 4 of the SFTR will gradually become applicable for various types of reporting institutions, starting with credit institutions and investment firms on April 11, 2020.

The complexity of the SFTR reporting obligation and hard deadlines pose a significant challenge for market players. The institutions with operations in the UK also have to deal with the uncertainty related to Brexit.

In response to this, we have arranged a webinar to host a forum for experts in the transaction-based reporting field to address some of the transaction reporting challenges the industry is facing and to provide guidance on current best practices.

Webinar Agenda Includes:

• The industry readiness for SFTR reporting and implementation challenges.
• Strategic view on transaction-based reporting: SFTR standalone implementation or as a part of an overall transaction reporting strategy.
• Pre-Matching: Dream or reality?
• Buy or build? Pros and Cons of using a vendor solution vs. inhouse development.
• The impact of Brexit on transaction-based reporting (EMIR, MiFIR, SFTR)

Register free now

Speakers

Ana Ruxandra Iliescu Relationship Manager REGIS-TR S.A

Ana joined the REGIS-TR team in 2017 as a Relationship Manager with responsibility for Switzerland, Benelux, Austria and Eastern Europe. Her focus is on supporting our financial customers and corporates with reporting obligations under EMIR, Finfrag and SFTR.

Ana has a background in financial sales, relationship management and product development and design. She joined Clearstream as an Income Specialist in 2010, later taking a leading role in the bank’s Collateral Management team.

Ana speaks seven languages and has a Master’s degree in linguistics from the University of West Bohemia in the Czech Republic.

Alexander Becht Product Manager for ABACUS/Transactions BearingPoint

Alexander Becht has worked for BearingPoint in Frankfurt am Main since 2013. In his role as manager, he focuses on the functional development of the standard reporting software ABACUS/Transactions, which covers transaction-based reporting according to EMIR, MiFIR, MMSR and SFTR.

In addition, he supports ABACUS customers in procedural, operational and strategic topics regarding compliance with reporting obligations. Before joining BearingPoint, Alexander Becht worked in the statistics department of the Deutsche Bundesbank. He holds a (master’s) degree in economics from the Albert Ludwig University of Freiburg.

PANEL MODERATOR

Sabine Pieper Senior Manager BearingPoint

Sabine Pieper, born 1967 started her career in 1994 as a derivatives trader in Frankfurt.

From 2000 -2002 she worked as Head of Fixed Income Trading at B. Metzler, from 2002–2008 as Head of OTC Derivatives Trading at Deutsche Postbank. From 2008–2011 she was Head of the Trading at Deutsche Postbank, leading a team of 20 traders.

2012 she was hired by BearingPoint in order to set up a transaction-based reporting solution, starting with EMIR. Under her leadership the ABACUS/Transactions product has grown to a standard solution for multiple transaction-based reporting regimes in Europe (EMIR, FMIA/FinfraG, MMSR, MiFIR, SFTR).

After handing over the Product Management to Alexander Becht in 2018, her focus and responsibility as Senior Manager lies on the regulatory environment and the growing functional system architecture.